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Compliance Analyst

17 Sep 2025
New York, NY, USA
Verified by Turrior

Content + Source + Freshness • 14 Dec 2025 • 95% confidence

75 / 100

Offer value

Moderate value due to a key role in compliance operations and learning opportunities in legal processes, but with less scope for high compensation.

  • Key role in compliance operations with opportunities for growth
  • Hands-on experience in a well-known trading firm
  • A good starting point for a legal compliance career
Pros
  • Significant exposure to the operational side of the trading environment
  • Opportunities for developing compliance and legal skills
  • Collaborative work with various departments
Cons
  • Limited scope for rapid career advancement
  • May involve repetitive tasks with low immediate impact
  • Entry-level position may mean lower salary compared to industry standards

Who it's for

Early Career • On-site

Good fit
  • Recent graduates in law or compliance
  • Professionals starting a career in finance
  • Individuals emphasizing detail and organization
Not recommended for
  • Experienced professionals looking for leadership roles
  • Job seekers seeking high-level salary immediately
  • Candidates interested solely in remote work

Motivation fit

Interest in legal compliance and organizational rolesDesire to work in a dynamic trading environmentWillingness to learn and adapt within a team

Key skills

Attention to detailCommunication and liaison abilitiesBasic understanding of compliance protocolsOrganizational skill sets
Score: 75/100 AI verified analysis

About the job

About the Position

We are looking for a Compliance Analyst to support the day-to-day operations of our Legal & Compliance team and drive a variety of projects. In this role, you’ll work alongside seasoned colleagues to maintain the documentation, controls, and processes that keep our surveillance workflows running smoothly. You’ll also serve as a key liaison between our team and the rest of the firm, often acting as a first point of contact for traders, technologists, and other colleagues.

Additional responsibilities of the role will include:

  • Maintain and update market maker lists, including registrations and ongoing changes
  • Update restricted and sanctions lists, ensuring accuracy and timely distribution
  • Perform information barrier checks, verifying that client order permissions are set appropriately for traders
  • Disclose new accounts to exchanges and track submissions through completion
  • Review options market maker report cards from exchanges, summarize findings, and help follow up on any required actions
  • Gather and organize information needed for securities class action claims

About You

  • 1-3 years of experience in a legal & compliance environment; no specific regulatory or policy exposure required
  • Proactive self-starter with excellent attention to detail, organization, and follow-through
  • Discrete and trustworthy; able to use good judgment to make real-time decisions
  • Clear, concise communicator with colleagues and external partners
  • Comfortable asking questions, surfacing issues early, and owning mistakes
  • Reliable and flexible team player with a positive attitude and learns quickly from feedback
  • Able to work independently, escalate when necessary and proactively drive tasks and projects to completion

If you're a recruiting agency and want to partner with us, please reach out to agency-partnerships@janestreet.com.

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