Associate Financial Advisor
Content + Source + Freshness • 16 Dec 2025 • 95% confidence
Offer value
Moderate score reflects a structured pathway to becoming a Financial Advisor, with solid educational support but competition for openings post-program.
- Solid pathway to a Financial Advisor career
- Comprehensive training and mentorship
- Potentially competitive advancement opportunities
Pros
- Structured training program with clear progression to a Financial Advisor role
- Supportive environment for exam preparation and licensing
- Access to a wide range of resources and educational tools
Cons
- Requires competitive exam passing within strict timelines
- High-pressure performance environment post-training
- Limited geographic flexibility in job placements
Who it's for
Trainee • Office-based
Good fit
- Aspiring financial advisors ready for rigorous training
- Individuals driven by a desire to assist clients
- Candidates who thrive in structured environments
Not recommended for
- Professionals without basic financial acumen
- Those seeking instant results with less training
- Individuals desiring remote flexible positions
Motivation fit
Key skills
About the job
Job Description
What is the opportunity?
The objective of the Associate Financial Advisor role is to participate in and successfully complete the licensing process and gain industry experience in order to prepare for a career as a Financial Advisor (FA). The Associate Financial Advisor’s goal is to learn and integrate key business-building knowledge and competencies which FAs must have to help attract and retain clients through helping them achieve their financial goals.
What will you do?
- Study for and obtain the Associate Financial Advisor program’s required licensing
- Study and pass series 7 exam.
- Study and pass series 66 and life and health insurance exams.
- Complete Associate Financial Advisor program assignments within the curriculum’s timelines
- RBC tools and technology introduction
- RBC policies and procedures
- Products and services—including scenarios and case studies
- Compliance
- Planning, marketing, prospecting, and servicing
- Report activities and results per the Associate Financial Advisor program’s requirements
- Implement specific coaching from the Associate Financial Advisor sales manager
- Become familiar with RBC Wealth Management
- Maintain awareness of financial news via company-approved online sites, meetings and various news media to support and advance professional development toward becoming a RBC Financial Advisor
- Be knowledgeable and comply with all regulations and rules of various regulatory agencies and company policies
- Complete all RBC WM new employee orientation online modules and others as required
What do you need to succeed?
Must-have
- Bachelor’s degree or equivalent work experience
- Ability to obtain Series 7 and Series 66 and life and health insurance exams within 180 days of beginning employment at RBC
- Ability to take initiative and function independently
- Excellent interpersonal and marketing skills
- Strong drive and dedication
- Demonstrated ability to develop and promote business; a track record of success Ability to make solid decisions in a fast paced, quick turnaround environment
Nice-to-have
- Entrepreneurial experience
- Active in a community, athletic or business group
- Fundraising experience
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Flexible work/life balance options
- Opportunities to do challenging work
- Opportunities to take on progressively greater accountabilities
- Access to a variety of job opportunities across business
Job Skills
Account Management, Customer Success, Decision Making, Financial Regulation, Group Problem Solving, Interpersonal Relationships, Investment Risk ManagementAdditional Job Details
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
